Japanese

Sharing ルーレット確率 on corporate customers within the Group

ルーレットアプリ.
Tokai Tokyo Wealth Consulting Co., Ltd
Tokai Tokyo Investment Co., Ltd
Tokai Tokyo Intelligence Laboratory Co., Ltd.

Tokai Tokyo Financial Group is strengthening cooperation among its group companies so that we can provide comprehensive financial services that take advantage of the expertise of each group company to serve our customers.
Therefore, pursuant to Article 153, paragraph (1), items (vii) and (viii) of the Cabinet Office Ordinance on Financial Instruments Business, etc. (hereinafter referred to as the “FIB Cabinet Office Ordinance”) and paragraph (2) of the same Article, the “opt-out method ”* allows us to share ルーレット確率 on applicable corporate customers with Tokai Tokyo Securities Co., Ltd. as described below.

*The “opt-out method” refers to a method in which, if an opportunity to suspend the provision of ルーレット確率 is appropriately provided to the customer by notifying the customer in advance that their ルーレット確率 will be provided to the parent corporation, etc., the customer will be treated as having given written or electromagnetic record consent to such provision of ルーレット確率 until the customer requests to suspend this provision.

1. Customers subject to the provision of ルーレット確率 through the “opt-out method”

Customers subject to the provision of ルーレット確率 by the “opt-out method” are corporations (hereinafter referred to as “listed companies, etc.”) that fall under any of the items in FIB Cabinet Office Ordinance Article 123, paragraph ⑴, item (xviii)(g)⑴ through ⑷ below.

  • ⑴  Listed companies, etc. and their subsidiaries, etc. prescribed in the Financial Instruments and Exchange Act (hereinafter referred to as the “FIEA”) Article 163, paragraph ⑴.
  • ⑵  Stock companies which intend to list their stocks on financial instruments exchanges (limited to those which have concluded a contract to receive necessary advice to conform to the criteria for listing or a contract to receive auditing by certified public accountants or auditing firms in accordance with Article 193-2 of the FIEA) and their subsidiaries, etc.
  • ⑶  A person who has submitted an annual securities report as prescribed in Article 24, paragraph ⑴ of the FIEA (including cases where ルーレット確率 is applied mutatis mutandis pursuant to Article 24, paragraph ⑸ of the FIEA (including cases where ルーレット確率 is applied mutatis mutandis pursuant to Article 27 of the FIEA) and Article 27 of the FIEA) and its subsidiaries, etc.
  • ⑷  Qualified institutional investors (excluding those listed in Article 10, paragraph ⑴, items (xxiii) (limited to the part pertaining to (a)) and (xxiv) of the Cabinet Office Ordinance on Definitions under Article 2 of the FIEA) and its subsidiaries, etc.

*We will not provide ルーレット確率 about customers who have requested us to suspend this provision.

*For corporate customers who do not fall under “listed companies, etc.” above, we will receive written or electromagnetic record consent from the customer in advance of sharing ルーレット確率 with the Group.

2. Scope of ルーレット確率

ルーレット確率 on corporate customers that has not been disclosed to the public, including ルーレット確率 available to date and ルーレット確率 that may come available in the future (including “non-public ルーレット確率” specified in the FIB Cabinet Office Ordinance)

3. Recipient of shared ルーレット確率

Tokai Tokyo Securities Co., Ltd.

4. Method of exchanging ルーレット確率

In addition to hand delivery to the recipient, delivery will be made by mail, fax, e-mail, etc. We will select an appropriate method of giving and receiving information, taking into consideration the importance of the information and the nature of the medium in which the information is recorded, after confirming the appropriateness of the recipient, the content of the information to be provided, the method of providing ルーレット確率, the purpose of use, etc., while paying sufficient attention to information leakage, etc.

5. Method of managing ルーレット確率 at recipient

In accordance with laws and regulations as well as internal rules concerning ルーレット確率 management at each company, we will manage ルーレット確率 by taking all possible measures to prevent ルーレット確率 leakage and prohibiting the use of ルーレット確率 for other purposes.

6. Purpose of use by the companies

  • ⑴  To provide comprehensive financial services utilizing the expertise of each Group company
  • ⑵  To provide suggestions and ルーレット確率 regarding various products and services, and for research and development

7. Method of “request for suspension of ルーレット確率 provision”

If you do not agree to the provision of information through the “opt-out method,” you will need to submit a “request for suspension of information provision” by submitting the “application ルーレット確率 for suspension of information provision”. If you have no objection to the provision of information, you do not need to contact us.

“Application ルーレット確率 for suspension of information provision” (PDF: 81KB)

*Contact

ルーレットアプリ.
・Risk Management and Compliance Department, Opt-Out Contact
2-5-1 Nihonbashi, Chuo-ku, Tokyo
TEL: 03-3517-8404

* Inquiries regarding this matter can be made at the above contact.

8. ルーレット確率 management method in the event of “request for suspension of ルーレット確率 provision”

If a customer requests to suspend providing ルーレット確率, we will immediately stop providing ルーレット確率.
However, even if a “request for suspension of ルーレット確率 provision” is submitted, the Company may transfer ルーレット確率 for which written or electromagnetic record consent is not required pursuant to the FIEA and other laws and regulations. For example, this includes:

  • ⑴  Transfer of ルーレット確率 necessary for operations related to internal management (operations related to legal compliance management, loss risk management, internal audit and inspection, finance, accounting, and taxation) and maintenance and management of electronic data processing systems
  • ⑵  Transfer of ルーレット確率 based on laws and regulations

*ルーレット確率 provided before the “request for suspension of ルーレット確率 provision” may continue to be held and used by the recipient. Such ルーレット確率 shall be managed according to the method described in 5. above.

9. Points to note

  • ⑴  For customers who have already given written consent (consent ルーレット確率), we will continue to exchange information based on such written consent.
  • ⑵  With regard to the handling of non-public ルーレット確率 and other ルーレット確率, if there are other agreements that are given priority (non-disclosure agreements, etc.), such agreements shall prevail.

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